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Amendments to the GEM Listing Rules relating to the Corporate Governance Code
and associated Listing Rules (effective 1 January and 1 April 2012) |
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Amendments to the GEM Listing Rules relating to Debt
Issues for Professional Investors Only (effective 11 November 2011) |
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Amendments to the GEM Listing Rules relating to Property Valuation
Requirements (effective 1 January 2012) |
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Amendments to the GEM Listing Rules
relating to Ex-entitlement Trading and Shareholder Approval (effective 20
June 2011)
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Amendments to the GEM Listing Rules
relating to changes in trading hours (effective 7 March 2011)
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Amendments to the GEM Listing Rules
relating to changes to requirements for Qualified Property Acquisitions and
formation of joint ventures (effective 1 February 2011)
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Minor amendments to the GEM Listing
Rules (effective 1 January 2011) |
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Amendments to GEM Listing Rules relating to Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong (effective 15 December 2010)
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Amendments to the GEM Listing Rules
relating to Mixed Media Offer (effective 1 February 2011) |
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Amendments to the GEM Listing Rules relating to Connected Transactions, Requirements for Listed Issuers' Circulars and Listing Documents and Mineral Companies (effective 3 June 2010) |
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Amendments to the GEM Listing Rules relating to the Consultation Conclusions on Proposals to Accelerate Rights Issues and Open Offers (effective 1 February 2010) |
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Amendments to the GEM Listing Rules relating to Phase 2 of New Post-vetting Regime (effective 1 January 2010) |
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Various amendments to the GEM Listing Rules (effective 1 October 2009 (fees and charges) and (2 November 2009) (streamlining of filing requirements)) |
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Various amendments to the GEM Listing Rules (effective 1 September 2009) |
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Amendment to the GEM Listing Rules relating to the Review of Model Code for Securities Transactions by Directors of Listed Issuers (effective 1 April 2009) |
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Amendments to the GEM Listing Rules relating to Consultation Conclusions on Proposals in the 2008 Combined Consultation Paper (Marked-up version of amended rules only) (effective 1 January 2009) |
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Minor amendments to the GEM Listing Rules (effective 1 September 2008) |
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Amendments to the GEM Listing Rules relating to the GEM Review (Marked-up version of amended rules only) (effective 1 July 2008) |
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Amendments to the GEM Listing Rules relating to the Closing Auction Session (effective 26 May 2008) |
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Various amendments to the GEM
Listing Rules (Marked-up version of amended rules only) (effective
21 May, 2007) |
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Consolidated Amendments to the GEM
Listing Rules relating to the Electronic Disclosure Project (excluding
Headline Categories) (Marked-up
version of amended rules only) (effective
25 June, 2007) |
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Proposed Headline Categories |
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Amendments to
the GEM Listing Rules relating to the regulation of sponsors and compliance
advisers (Marked-up
version of amended rules only) (Update
22 - 1 January, 2007) |
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Amendments to
the GEM Listing Rules relating to appointment
of additional Listing Committee deputy chairman (Marked-up version of
amended rules only) (Update
22 - September 22, 2006) |
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Various amendments to the GEM Listing Rules relating to minor and housekeeping amendments (effective on 1 March, 2006) (Update 21 - February 17, 2006) |
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Amendments to the GEM Listing Rules relating to composition changes to the GEM Listing Committee (amendment to GEM Listing Rule 3.22 became effective on 3 February 2006; the other amendments will become effective in May 2006) (Update 21 - February 3, 2006) |
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Amendments to the GEM Listing Rules relating to the Code on Corporate Governance Practices and Rules on the Corporate Governance Report (Update 20 - November 19, 2004) |
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Amendments to the GEM Listing Rules relating to the regulation of sponsors and independent financial advisers (Update 19 - October 19, 2004) |
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Amendments to the GEM Listing Rules relating to corporate governance issues (Update 18 - January 30, 2004) |
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Amendments to the GEM Listing Rules upon coming into force of the Securities and Futures Ordinance (the "SFO") (Update 17 - March 21, 2003) |
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Amendments to the GEM Listing Rules in relation to the financial disclosure provisions (Update 16 - August 26, 2002) |
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Amendments to the GEM Listing Rules to permit the immediate re-appointment of GEM Listing Committee Members upon expiry of their maximum terms (Update 15 - May 7, 2002) |
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Amendments to the Listing Rules in light of the introduction of a pre-opening session (Update 14 - March 19, 2002) |
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Amendments to the GEM Listing Rules in relation to the distribution of summary financial reports (Update 13 - February 17, 2002) |
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Amendments to the GEM Listing Rules (Update 12 - February 5, 2002) |
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Amendment to the GEM Listing Rules in relation to the involvement of accounting firms as co-sponsors and reporting accountants in the same listing applications (Update 11 - December 11, 2001) |
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Amendments to the GEM Listing Rules (Update 10 - September 25, 2001) |
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Amendments to the GEM Listing Rules in relation to the financial disclosure provisions and the general disclosure obligation (Update 9 - September 13, 2001) |
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Amendments to the GEM Listing Rules to deal with conflicts of interest of the Exchange (Update 8 - August 21, 2001) |
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CLARIFICATION ANNOUNCEMENT - regarding the Joint Announcement dated 27 July 2001 on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM Listing Rules") of The Stock Exchange of Hong Kong Limited (August 9, 2001) |
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Joint Announcement on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM") (July 27, 2001) |
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Addendum to Joint Announcement on the Market Consultation and Changes to the Rules governing the Listing of Securities on The Growth Enterprise Market ("GEM") (July 27, 2001) |
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Amendments to the GEM Listing Rules to reflect that the Exchange will no longer receive a portion of the transaction levy and has introduced a trading fee in its place (Update 7 - July 19, 2001) |
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Amendments to the GEM Listing Rules in connection with the restriction period of directors' dealings in their companies' securities and Year 2000 Compliance (Update 6 - June 19, 2001) |
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Amendments to the GEM Listing Rules in connection with the Requirements relating to languages of prospectuses (Update 5 - September 21, 2000) |
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Amendments to the GEM Listing Rules in connection with the Appointment of the Chief Executive of Hong Kong Exchanges and Clearing Limited (“HKEC”) as an Ex Officio Member of the GEM Listing Committee (Update 4 - July 23, 2000) |
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JOINT PRESS RELEASE - The review of the GEM Listing Rules and the grant of waivers in respect of matters under the GEM Listing Rules pending completion of such review (March 11, 2000) |
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Amendments to the GEM Listing Rules in relation to the Merger (Update 3 - March 6, 2000) |
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Amendments to the GEM Listing Rules - Public Float Requirements and Accounting Standards (Update 2 - November 17, 1999) |
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JOINT PRESS RELEASE - The period covered by the accountants reports in the listing documents for companies applying for listing on GEM is 2 financial years (October 13, 1999) |
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Amendments to the GEM Listing Rules regarding the Change of Composition of the GEM Listing Committee (Update 1 - September 1, 1999) |
GEM Listing Rules Update / Interpretation